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samba-mirror/third_party/heimdal/doc/standardisation/draft-ietf-krb-wg-ocsp-for-pkinit-01.txt
Stefan Metzmacher 7055827b8f HEIMDAL: move code from source4/heimdal* to third_party/heimdal*
This makes it clearer that we always want to do heimdal changes
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NETWORK WORKING GROUP L. Zhu
Internet-Draft K. Jaganathan
Expires: February 8, 2005 Microsoft Corporation
N. Williams
Sun Microsystems
August 10, 2004
OCSP Support for PKINIT
draft-ietf-krb-wg-ocsp-for-pkinit-01
Status of this Memo
This document is an Internet-Draft and is subject to all provisions
of section 3 of RFC 3667. By submitting this Internet-Draft, each
author represents that any applicable patent or other IPR claims of
which he or she is aware have been or will be disclosed, and any of
which he or she become aware will be disclosed, in accordance with
RFC 3668.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF), its areas, and its working groups. Note that
other groups may also distribute working documents as
Internet-Drafts.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt.
The list of Internet-Draft Shadow Directories can be accessed at
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This Internet-Draft will expire on February 8, 2005.
Copyright Notice
Copyright (C) The Internet Society (2004).
Abstract
This document defines a mechanism to enable in-band transmission of
OCSP responses. These responses are used to verify the validity of
the certificates used in PKINIT - the Kerberos Version 5 extension
that provides for the use of public key cryptography.
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Conventions Used in This Document . . . . . . . . . . . . . . 4
3. Message Definition . . . . . . . . . . . . . . . . . . . . . . 5
4. Security Considerations . . . . . . . . . . . . . . . . . . . 6
5. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 7
6. References . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 7
Intellectual Property and Copyright Statements . . . . . . . . 9
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1. Introduction
Online Certificate Status Protocol (OCSP) [RFC2560] enables
applications to obtain timely information regarding the revocation
status of a certificate. Because OCSP responses are well-bounded and
small in size, constrained clients may wish to use OCSP to check the
validity of KDC certificates in order to avoid transmission of large
Certificate Revocation Lists (CRLs) and therefore save bandwidth on
constrained networks.
This document defines a pre-authentication type [CLARIFICATIONS],
where the client and the KDC MAY piggyback OCSP responses for
certificates used in authentication exchanges, as defined in
[PKINIT].
By using this OPTIONAL extension, PKINIT clients and the KDC can
maximize the reuse of cached OCSP responses.
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2. Conventions Used in This Document
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in [RFC2119].
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3. Message Definition
A pre-authentication type identifier is defined for this mechanism:
PA-PK-OCSP-RESPONSE 16
The corresponding pre-authentication field contains OCSP data as
follows:
PA-PK-OCSP-DATA ::= SEQUENCE OF OcspResponse
OcspResponse ::= OCTET STRING
-- contains a complete OCSP response,
-- defined in [RFC2560]
The client MAY send OCSP responses for certificates used in
PA-PK-AS-REQ [PKINIT] via a PA-PK-OCSP-RESPONSE.
The KDC that receives a PA-PK-OCSP-RESPONSE the SHOULD send a
PA-PK-OCSP-RESPONSE in response. The client can request a
PA-PK-OCSP-RESPONSE by using an empty sequence in its request.
The KDC MAY send a PA-PK-OCSP-RESPONSE when it does not receive a
PA-PK-OCSP-RESPONSE from the client.
The PA-PK-OCSP-RESPONSE sent by the KDC contains OCSP responses for
certificates used in PA-PK-AS-REP [PKINIT].
Note the lack of integrity protection for the empty or missing OCSP
response; lack of an expected OCSP response from the KDC for the
KDC's certificates SHOULD be treated as an error by the client,
unless it is configured otherwise.
When using OCSP, the response is signed by the OCSP server, which is
trusted by the receiver. Depending on local policy, further
verification of the validity of the OCSP servers MAY need to be done.
The client and the KDC SHOULD ignore invalid OCSP responses received
via this mechanism, and they MAY implement CRL processing logic as a
fall-back position, if the OCSP responses received via this mechanism
alone are not sufficient for the verification of certificate
validity. The client and/or the KDC MAY ignore a valid OCSP response
and perform their own revocation status verification independently.
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4. Security Considerations
The pre-authentication data in this document do not actually
authenticate any principals, and MUST be used in conjunction with
PKINIT.
There is a downgrade attack against clients which want OCSP responses
from the KDC for the KDC's certificates. The clients, however, can
treat the absence of valid OCSP responses as an error, based on their
local configuration.
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5. IANA Considerations
This document defines a new pre-authentication type for use with
PKINIT to encode OCSP responses. The official value for this padata
identifier need to be acquired from IANA.
6 References
[CLARIFICATIONS]
Neuman, B., Yu, Y., Hartman, S. and K. Raeburn, "The
Kerberos Network Authentication Service (V5)",
draft-ietf-krb-wg-kerberos-clarifications, Work in
progress.
[PKINIT] Tung, B. and B. Neuman, "Public Key Cryptography for
Initial Authentication in Kerberos",
draft-ietf-cat-kerberos-pk-init, Work in progress.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC2560] Myers, M., Ankney, R., Malpani, A., Galperin, S. and C.
Adams, "X.509 Internet Public Key Infrastructure Online
Certificate Status Protocol - OCSP", RFC 2560, June 1999.
Authors' Addresses
Larry Zhu
Microsoft Corporation
One Microsoft Way
Redmond, WA 98052
US
EMail: lzhu@microsoft.com
Karthik Jaganathan
Microsoft Corporation
One Microsoft Way
Redmond, WA 98052
US
EMail: karthikj@microsoft.com
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Nicolas Williams
Sun Microsystems
5300 Riata Trace Ct
Austin, TX 78727
US
EMail: Nicolas.Williams@sun.com
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Intellectual Property Statement
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Intellectual Property Rights or other rights that might be claimed to
pertain to the implementation or use of the technology described in
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made any independent effort to identify any such rights. Information
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http://www.ietf.org/ipr.
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rights that may cover technology that may be required to implement
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Disclaimer of Validity
This document and the information contained herein are provided on an
"AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
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Copyright Statement
Copyright (C) The Internet Society (2004). This document is subject
to the rights, licenses and restrictions contained in BCP 78, and
except as set forth therein, the authors retain all their rights.
Acknowledgment
This document was based on conversations among the authors, Jeffrey
Altman, Sam Hartman, Martin Rex, and other members of the Kerberos
working group.
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